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Quotation from Lowe v. SEC by Supreme Court of the United States
“The Act was designed to apply to those persons engaged in the investment-advisory profession—those who provide personalized advice attuned to a client's concerns, whether by written or verbal communication.”
Lowe v. SEC, Opinion of the Court (Justice Stevens), Part III (U.S. Reports text (Legal Information Institute))
Justice Stevens states the purpose that guides his reading of the publisher's exclusion.
Citation: "The Act was designed to apply to those persons engaged in the investment-advisory profession—those who provide personalized advice attuned to a client's concerns, whether by written or verbal communication." — Supreme Court of the United States, Lowe v. SEC, Opinion of the Court (Justice Stevens), Part III (U.S. Reports text (Legal Information Institute)). (id lowe-v-sec-q1)
Portrait: John Paul Stevens, SCOTUS photo portrait, Steve Petteway, photographer for the US Supreme Court, Public domain.
